EEOC's Strategic Plan and 5 tips for employers seeking a good mediation
I was all set to write this week about the EEOC's new Strategic Plan for 2012-16, but it was so darned vague, I'm not sure what I can meaningfully say about it. (In Roget's Thesaurus, or maybe it was The Devil's Dictionary, somebody said "strategic" was a synonym for "so indefinite that you can easily take the credit for achieving your goals, and no one will be the wiser if you failed. See also 'win-win.'")*
*I made this up.
As far as I can tell, the EEOC plans to concentrate more on systemic discrimination, to be more aggressive in enforcement, and to "make examples" of employers. By 2016. I think.
In short, no more Mr. Nice Guy. There you go.
Of course, if it's true that the EEOC plans to crack down on employers, that means employers may be looking even harder than they already are for ways to avoid litigation. Fellow blogger and worthy adversary Donna Ballman had a great post recently about "marathon mediations" and why they are bad for employees. I especially liked a comment that she received from an employer's lawyer. But I agree with many of Donna's points, too.
Her post inspired me to provide five tips for employers who want to have a successful mediation. Unlike the EEOC's Strategic Plan for 2012-16, these will be delightfully simple and crystal-clear.
DISCLAIMER: The following is coming from my mediation experience in the school of hard knocks. I am not a mediator, but I've represented a lot of clients in mediations, and I know a lot of mediators. ("Oh, you've worked in television? No, but I watch a lot of it.")
1. Use the EEOC's mediation program if you can. I think I've busted on the EEOC enough for one day, don't you? As my regular readers know, I am actually a big fan of their mediation program. Mediation at the EEOC stage (as opposed to after litigation) has a number of advantages for employers:
*It's free.
*It's early. You get to meet and hash things out before anyone is too far invested in their position. If you settle, the case is over, practically before it began. That means minimal attorneys' fees, lower settlement costs, and avoiding the heartaches and hassles of even defending the charge, much less a lawsuit. Mediation at this early stage usually also means as a practical matter that a charging party will be willing to settle for less than a lawsuit plaintiff. I've had EEOC mediations settle for no money but only an agreement by the employer to provide some training. (Don't count on this, but it does occasionally happen.) Once a lawsuit has been filed, you can usually forget about this kind of easy resolution.
*In my experience, the EEOC mediators are fair and not dead-set against the employer.
One other thing about EEOC mediation -- the EEOC likes for the parties to mediate. So, let's say you got an offer to mediate with your latest EEOC charge and you threw it in the trash. Then you read my blog post today and decided, "By gum, Robin makes some really good points. Now I would like to mediate, but I guess it's too late because I threw away the forms and the deadline to request mediation has passed."
Not to worry! Either you or your lawyer can contact the mediation unit for your EEOC. If the case hasn't gotten very far, and assuming the charging party is willing, there is a 99 percent chance that the EEOC will still let you mediate.
(Sorta-true story: A client forgot about an EEOC charge and never submitted a response. A year later, the EEOC sent them a letter about their failure to send in a position statement. At that point, the client remembered the old charge, and we contacted the EEOC, explained what had happened, and asked to mediate. Even after a year's delay, we were allowed to mediate and everything worked out fine.)
Unfortunately, to use the EEOC's program, your ex-employee has to have filed an EEOC charge, duh. So, if your case doesn't involve a discrimination claim, you may be stuck with "lawsuit" mediation.
2. Mediation is not the place to dazzle with your legal brilliance, or to verbally tear apart your ex-employee. (Plenty of time for that later, lol!) Years ago, I heard an EEOC attorney say that 95 percent of charges filed had no legal merit but were filed because the employee's feelings were hurt. I haven't been keeping score, but that sounds about right to me. (At the EEOC stage, anyway. By the time an ex-employee retains an attorney who thinks the case is worth filing a lawsuit over, the odds that the case is meritless decrease.)
If you have a "hurt feelings" case, a kind word from your side can go a long way toward achieving a resolution that is good for everybody.
So . . . I don't think it's productive to bash the employee in an opening statement at mediation. Smile. Be courteous, especially if she is there by herself. It's fine to explain what you did and why, but at a mediation try to do it in a nice way. "Everybody liked Susan. She was a nice person, and she did her job well. Unfortunately, after she got her 5,000th attendance point, we had no choice but to terminate her employment."
If you did something insensitive-but-legal, let her know you're sorry. "In hindsight, I wish we had communicated better what our criteria were going to be for that reduction in force. Susan, I'm sorry about that. But please realize that we made every effort to be fair and non-discriminatory throughout this process."
You get the idea.
Donna Ballman says that employers go on and on for half an hour in their opening statements. That has not been my experience. When I'm in a mediation, I let the ex-employee go on and on, but our side makes only a brief response - no more than five minutes, maybe 10 if the case is complex. With all due acknowledgements that the ex-employee is not Satan and acknowledging where our side could have been more sensitive.
You can always be more "frank" with the mediator about your side of the story in the private session that follows the joint opening session.
3. As Donna says, see how far you can get with opposing counsel before you step into the formal mediation session. This is especially true for "litigation" mediation. It could save a bundle on mediator fees, as well as your time.
4. Even if you and the mediator are best buds, don't act like it while the ex-employee is around, especially if he is there without an attorney. If you're an employment lawyer, you know a lot of mediators. You are probably on a first-name basis with all of the EEOC mediators in your area. You know the other mediators from Bar Association meetings, social events, and other mediations. Maybe you're even a mediator yourself.
Don't flaunt that in front of the ex-employee. If he has an attorney, you may be able to get away with it, because his attorney will know the mediator, too. But if he's representing himself, you're just screaming, "We are the 1 percent, and you are the 99 percent! We are 'the man,' stickin' it to you, the little guy!"
Then, when the mediator tries to get the ex-employee to accept your offer of $2,500 (which was actually extremely generous because the case had no merit whatsoever) . . . well, let's just say the ex-employee will not be inclined to accept it. Or, he may accept it but go home and stew about how palsy-walsy you were with that mediator. Then, if he's 40 or older, he may exercise his right to revoke the settlement during the seven-day waiting period.
5. If you reach a deal, make sure something is signed before you leave, even if you'll put together a formal settlement agreement later. I thought this was obvious, but a mediator friend (woops! see #4, above) told me that it's not and that many mediators just leave it to the parties to finalize the deal once an agreement has been reached. The mediator and I think this is a terrible idea. You don't have to get a full-blown, fancy schmancy Settlement Agreement and Release of Any and All Claims From the Moment of the Big Bang Through and Including the Present Date while everybody is still there, but you ought to sign off on the following basic terms while you're all still in the room together:
*The parties have reached a settlement. Employer will pay $whatever by such-and-such a date, less applicable withholding/with no withholding and a Form 1099. In exchange, Employee will request dismissal of Charge No. 12345 (or the parties will stipulate to dismissal of Case No. 12345) now pending.
*Employee will provide a full release of claims to Employer.
*The parties will keep this settlement confidential.
*Employee is solely responsible for payment of taxes on the settlement amount. Employer is not responsible for payment of any taxes on the settlement amount.
*(If applicable) Employer will provide Employee with a neutral job reference/amend the personnel record to show a voluntary quit instead of a termination/whatever other non-monetary terms the parties agreed to.
*In the near future, the parties will enter into a fancy-schmancy Separation and Release Agreement that provides more details regarding the above terms, and other terms typical in such agreements.



Comments (6)
Read through and enter the discussion by using the form at the endBeville May, employment mediator - February 27, 2012 11:11 AM
Here, here, Robin, Your post is spot on!
As someone who has been a pro bono EEOC mediator for many years at the Philadelphia office, I am struck by how constructive and successful the process is. Mediations of employment claims can also occur at any time in the dispute process, and should not be limited to those provided by the EEOC once a claim is filed.
Many don't realize that the EEOC Alternative Dispute Resolution program has a 72% success rate. Personally, I have only had two cases go to impasse, and I credit following a lot of Robin's suggestion for that result. I work hard at keeping the process and the parties respectful and committed to a positive outcome. The parties' persistence is key to having this happen, and their cooperation is what leads to a mutually acceptable result.
I am a former litigator that participated in many employment lawsuits where the parties (and often the attorneys too) were worn down by the expense, acrimony, and emotional toll that litigation engenders. Mediation is a much better approach, and the participants are empowered and happier as a result.
I often wonder why more companies don't have in-house mediation programs. If you are a company that has such a program, let's hear from you about your approach and experience. I would love to learn from you!
Robin E. Shea - February 28, 2012 11:17 AM
Beville, thank you so much for your comment. It is great to have some validation from a real, live EEOC mediator. I was not aware of the EEOC's very high success rate, although I'm not surprised because my anecdotal experience has been so good. I'll be interested to see whether you hear anything about in-house mediation programs. That might make a good blog topic in the future!
Lulaine - February 28, 2012 12:28 PM
Mediation is tough for anyone to go through and it takes level heads all around for it too work. As is many of the times, I see cases go to trial especially in the civil litigation world. While EEOC's talents at mediating may be good, I see more and more cases going to trial because in the world of social media and 24 hour news companies I believe are less inclined to have their damaged and would rather take it to trial. People if they can withstand the fight of a trial if motivated are willing to go all the way with it.
Robin E. Shea - February 28, 2012 2:07 PM
Maybe so, Lulaine, but I still see a lot of folks on both sides (employer and employee) who are willing to accept the "bird in the hand" of an early settlement. Thanks for writing!
anonymous - March 16, 2013 11:59 AM
I attended a five hour long EEOC mediation yesterday. It was not only grueling, but insulting and demeaning. I’d like to provide feedback from the employee side of the table.
I was badgered the entire time to accept an insultingly low settlement by not only the employer, but by the mediator as well. I have voluminous documentation proving the facts of the claim. I lowered my settlement amount by thousands over the course of the 5 hours. The employer barely budged by $500 at each pass, resulting in my walking away feeling completely drained, treated unfairly, and ready to dig inmy heels for a lawsuit.
The mediator was obviously biased. The mediator was friends with the employer’s attorney. The mediator eventually started grilling me with questions that were irrelevant to my settlement but were rather important for the employer’s attorney to know the answers so that they could use that information in trial. I understand that information shared in mediation “cannot be used in trial”. However, it surely gave the employer ammunition and information about exactly what I had to use against them.
I was represented by student attorneys. They were very diligent in their research and investigation of my claim. Because they were inexperienced, they too badgered me non-stop into accepting a mere pittance just so they could claim a victory. They never once pushed back at the mediator or the employer.
The employer had a corporate attorney with them who had a huge ego and felt the need to make sugar coated statements to the students (before, during, and after the mediation) to make herself feel more empowered.
I believe every attorney representing an employer should leave their ego at the door. It does nothing but promote further resentment. Employer attorneys forget a very important element in mediation. This is not a trial. Mediation is supposed to be a creative, fair way to reach a settlement. The other side has been emotionally and financially damaged (sometimes for years) by your client. Save the warfare for the courtroom unless your intent is to intimidate and anger the other side and build your own ego in the process. Be sensitive to the charge that has been filed if your intent is to reach a fair settlement! Don't assume that every employee has a weak case or is not ready to stand up and fight.
I was not prepared for the long mediation process. I sat for 5 hours with nothing to eat or drink other than a water bottle that I had purchased before the mediation began. I have a medical condition that was well known by everyone in attendance, but was not taken into consideration. I could have represented myself and left feeling more satisfied (and less beat up) than by having free student attorneys assist in my badgering.
Perhaps if I would have hired an experienced employment attorney, my outcome would have been more positive. I would not recommend EEOC mediation to anyone. The process was an entire waste of time and energy which could have been spent in a more productive manner.
Robin E. Shea - March 18, 2013 9:56 AM
Anonymous, thank you for your comment. It's good to hear about mediations from the point of view of the employee. I agree that it is not a good idea for employer's attorneys to be overly adversarial in mediation, and a mediation is definitely not supposed to be a "mini-trial."
But a few things about mediations (whether EEOC or otherwise) -- chances are that the attorneys (or law students) and mediators WILL already know each other because they come into contact often. This does not mean that you aren't getting good representation. In my experience, EEOC mediators have been very fair to both sides.
Also, it's not unusual for employees to come into mediations with unrealistic expectations. Since you had students representing you instead of a practicing attorney, it's possible that the students weren't able to prepare you in advance for what you could realistically expect. If not, then I am sure it was a shock to learn what the employer and the mediator thought the case was worth. Frequently, employees feel that they have been treated unfairly, but that doesn't necessarily give them a valid LEGAL claim against the employer. It could be that your case fell into this category, which could explain the offers that you felt were too low. It is possible that the mediator and your law student representatives were afraid you would get nothing if you took the employer to court. (Under certain circumstances, the court can even dismiss a case without a trial.)
Finally, if you needed a break, you should have told your student representatives that you needed one. There is no reason for you to have to go non-stop for five hours if you don't want to. Any party can call a break in a mediation at any time.
I'm not saying any of this to argue with you. I don't know anything about your case, so I don't know whether you had a valid claim or not. Just offering you "the other side," for whatever it's worth. Thank you again for writing.